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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-25
NY RA APPROVED 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2026-05-25
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

1076 Yonkers Ave, Yonkers, NY 10704 • United States

500 Odell Ave, Yonkers, NY 10703 • United States

12 S Broadway, Yonkers, NY 10701 • United States

5080 Xavier Dr, Yonkers, NY 10704 • United States

2290 Central Park Ave, Yonkers, NY 10710 • United States

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ossining NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ossining NY 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-22
S63 Uniform Securities Agent State Law Examination 1991-08-12
  • S65 Uniform Investment Adviser Law Examination
    2007-02-22
  • S63 Uniform Securities Agent State Law Examination
    1991-08-12

View on SEC IAPD

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