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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-01 |
| NY | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Mount Vernon | NY | 08/2003 | 09/2017 |
| Citigroup Global Markets Inc | New York | NY | 09/2017 | 04/2018 |
| Hsbc Securities (Usa) Inc. | Yonkers | NY | 04/2018 | 09/2022 |
| Hsbc Bank Usa, N.A. | Yonkers | NY | 04/2018 | 09/2022 |
| J.P. Morgan Securities Llc | Yonkers | NY | 10/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Yonkers | NY | 10/2022 | Present |
| Citibank | New York | NY | 09/2017 | 04/2018 |
| Provproperties Llc | Providence | RI | 06/2016 | Present |
| Hsbc Securities (Usa) Inc | Mount Vernon | NY | 08/2003 | 09/2017 |
Entity Name: Provproperties LLC Investment related: No Address: 338 Manton Ave Providence RI 02909 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/10/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a rental property and I am one of the owners . The other name is Pavan Pulijaal
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-29 |
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