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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-03 |
| WA | RA | APPROVED | 2019-04-29 |
| CA | RA | APPROVED | 2018-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Tustin | CA | 04/2011 | 01/2019 |
| J.P. Morgan Securities Llc | Tustin | CA | 10/2012 | 01/2019 |
| Jpmorgan Chase Bank, Na | Tustin | CA | 12/2008 | 12/2018 |
| J.P. Morgan Securities Llc | Tustin | CA | 01/2019 | 01/2020 |
| J.P. Morgan Securities Llc | Tustin | CA | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-19 |
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