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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-29
  • NY RA
    APPROVED
    Since 2025-08-29

Branch Locations

353 East 77Th Street, New York , NY 10075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 04/2013 08/2025
Raymond James & Associates, Inc. New York NY 08/2025 Present
Previous Registrations
  • 2020-09-02 → 2025-09-12
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Greenwich, CT
    New York, NY
    Holbrook, NY
    New York, NY
    Jacksonville, FL
    New York, NY
    New York, NY
    Uniondale, NY
    New York, NY
    New York, NY
    Fort Mill, SC
    Fort Lee, NJ
    Fort Lee, NJ
Other Businesses

1) Juno 45 LLC; Investment-related; 152 West Hoffman Ave, Suite 11, Lindenhurst, NY; Affiliation started 09/01/2016; Title: Member; 4 hours devoted; 0 hours devoted during business hours; 0 hours devoted during trading hours; Overlooking administration and decision making of improvements. 2) Jupiter 17 LLC: Investment-related; 152 West Hoffman Ave, Suite 11, Lindenhurst, NY; Affiliation started 09/01/2016; Title: Member; 4 hours devoted; 0 hours devoted during business hours; 0 hours devoted during trading hours; Overlooking administration and decision making of improvements. 3) Titan 58 LLC; Investment-related; 152 West Hoffman Ave, Suite 11, Lindenhurst, NY; Affiliation started 09/01/2016; Title: Member; 4 hours devoted; 0 hours devoted during business hours; 0 hours devoted during trading hours; Overlooking administration and decision making of improvements. 4) Europa 56 LLC; IInvestment-related; 152 West Hoffman Ave, Suite 11, Lindenhurst, NY; Affiliation started 09/01/2016; Title: Member; 4 hours devoted; 0 hours devoted during business hours; 0 hours devoted during trading hours; Overlooking administration and decision making of improvements.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 2011-05-18
  • S65 Uniform Investment Adviser Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    2011-05-18

View on SEC IAPD

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