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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 09/2013 | 01/2017 |
| Jpmorgan Chase Bank Na | Houston | TX | 09/2013 | 01/2017 |
| Next Financial Group, Inc. | Houston | TX | 11/2017 | 08/2021 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | 10/2023 |
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | 10/2023 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 02/2022 | 10/2023 |
| Unemployed | Houston | TX | 08/2021 | 02/2022 |
| Valic Financial Advisors, Inc. | Houston | TX | 04/2024 | Present |
| Unemployed | Houston | TX | 11/2023 | 03/2024 |
| Unemployed | Houston | TX | 02/2017 | 10/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-11 |
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