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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-15
  • CA RA
    APPROVED
    Since 2020-12-15

Branch Locations

309 N Sepulveda Blvd Unit A, El Segundo, CA 90245 • United States

5 Park Plz 19Th Fl [Support Center], Irvine, CA 92614 • United States

North Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc Valencia CA 04/2015 03/2018
Unemployed North Hills CA 04/2018 03/2019
Morgan Stanley Palm Desert CA 04/2019 08/2019
Stifel Nicolaus & Co Inc Los Angeles CA 10/2020 12/2020
Unemployed North Hills CA 09/2019 09/2020
Wells Fargo Clearing Services, Llc Irvine CA 12/2020 Present
  • 04/2015 → 03/2018
    Scottrade Inc
    Valencia, CA
  • 04/2018 → 03/2019
    Unemployed
    North Hills, CA
  • 04/2019 → 08/2019
    Palm Desert, CA
  • 10/2020 → 12/2020
    Stifel Nicolaus & Co Inc
    Los Angeles, CA
  • 09/2019 → 09/2020
    Unemployed
    North Hills, CA
  • 12/2020 → Present
    Irvine, CA
Previous Registrations
  • 2020-10-21 → 2020-12-24
    Los Angeles, CA
  • 2019-04-23 → 2019-08-07
    Pasadena, CA
    Palm Desert, CA
  • 2017-01-12 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2011-10-31 → 2015-03-31
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Fullerton, CA
    Los Angeles, CA
    Culver City, CA
  • 2009-12-16 → 2010-12-31
    Simi Valley, CA
    Fort Mill, SC
    Valencia, CA
  • 2009-10-23 → 2009-11-19
    Culver City, CA
    Santa Monica, CA
    Los Angeles, CA
    Santa Monica, CA
  • 2008-05-23 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
    Culver City, CA
    Santa Monica, CA
  • 2006-11-13 → 2008-05-28
    Cetera Investment Services Llc
    Santa Monica, CA
  • 2005-07-07 → 2006-11-09
    Dfc Investor Services
    West Los Angeles, CA
    Redondo Beach, CA
    Santa Monica, CA
    Santa Monica, CA
  • 2004-04-23 → 2005-06-15
    Wamu Investments, Inc.
    Encino, CA
  • 2003-09-15 → 2004-02-04
    Citicorp Investment Services
    North Hollywood, CA
  • 2002-03-04 → 2003-10-06
    Banc Of America Investment Services, Inc.
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-08
  • S66 Uniform Combined State Law Examination
    2002-02-08
Other Names
  • Raj Gulrajani
  • Raj Gulrajani

View on SEC IAPD

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