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5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-12-20 |
Branch Locations
17775 West Bluemound Road, Brookfield, WI 53045 • United States
5454 W. 110Th Street, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Waukesha | WI | 06/2015 | 03/2018 |
| Raymond James Financial Services, Inc | Waukesha | WI | 03/2018 | 09/2020 |
| Raymond James Financial Services Advisors Inc. | Waukesha | WI | 03/2018 | 09/2020 |
| Kowal Investment Group, Llc | Waukesha | WI | 09/2020 | 12/2024 |
| Mutual Securities, Inc. | Camarillo | CA | 09/2020 | 12/2024 |
| Creative Planning, Llc | Brookfield | WI | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-21 |
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