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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street Suite 1900, Austin , TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 06/2016 | 06/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2017 | 12/2017 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2017 | 06/2026 |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
1)FIXED INSURANCE WHICH IS NOT INVESTMENT RELATED AT 300 WEST 6TH STREET, SUITE 1900, AUSTIN, TX 78701. STARTED IN 01/2012 AS AGENT AND SPENDS 5 HOURS/MONTH DURING SECURITIES HOURS TO PROVIDE FIXED INSURANCE SOLUTIONS TO CLIENTS. 2)BONCOOP LTD IS INVESTMENT RELATED AND AT 4210 SPICEWOOD SPRINGS RD STE 108 AUSTIN, TX 78759. MR. COOPER HAS BEEN A LIMITED PARTNER (MINOR INTEREST) SINCE 01/2007 AND SPENDS 4 HOURS/MONTH DURING SECURITIES HOURS TO MANAGE FAMILY ASSETS ACCOUNTS HELD AT RIA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-02-04 |
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