Tyson Lance Wakley

Employer firm

The Norden Group LLC CRD 323988

$1.97B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 12/2017
  Allegis Investment Services
  So Jordan, UT
• 06/2014 → 03/2018
  Allegis Investment Advisors
  So Jordan, UT
• 01/2018 → 06/2023
  Townsquare Capital, Llc
  Provo, UT
• 03/2023 → Present
  The Norden Group Llc
  Provo, UT

Previous Registrations

• 2018-03-02 → 2023-06-28
  Townsquare Capital, Llc
  Lehi, UT
  St. George, UT
  St George, UT
• 2014-06-09 → 2018-03-21
  Allegis Investment Advisors, Llc
  Idaho Falls, ID
  Orem, UT
• 2013-08-01 → 2014-05-08
  Oneamerica Securities, Inc.
  Nampa, ID
  Orem, UT

Other Businesses

1) 12/2010 INDEPENDENT INSURANCE AGENT, NON-VARIABLE INSURANCE SALES (HEALTH, FIXED LIFE, FIXED ANNUITIES, DISABILITY) 10 HRS PER MONTH DURING TRADING HOURS. 2) 10/2016; BOARD MEMBER; BETHEBESTU LLC; ST GEORGE UT; PARTNER; NON INVESTMENT RELATED; MARKETING MEETINGS, MONTHLY OVERSIGHT OF FINANCIALS AND REVIEW WITH ACCOUNTING TEAM; 0 HRS/MONTH AND 5 HRS/MONTH DURING TRADING HOURS 3) 12/2018; OWNER; TLW CONSULTINGLLC; ST GEORGE, UT; Owner; PASS THROUGH ENTITY; 2 HRS/MONTH AND 2HRS/MONTH DURING TRADING HOURS 4) 03/2023; THE NORDEN GROUP; INVESTMENT RELATED; INVESTMENT ADVISER REPRESENTATIVE; PROVO, UTAH; 40 HRS PER MONTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-16
• S63 Uniform Securities Agent State Law Examination
  2011-05-26