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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-23
TX RA APPROVED 2022-09-23
  • CA RA
    APPROVED
    Since 2022-09-23
  • TX RA
    APPROVED
    Since 2022-09-23

Branch Locations

2535 Camino Del Rio South Suite 115, San Diego, CA 92108-3754 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning Fort Worth TX 09/2011 09/2022
First Command Insurance Services Fort Worth TX 09/2011 09/2022
First Command Advisory Services Fort Worth TX 12/2015 09/2022
Ameriprise Financial Services San Diego CA 09/2022 09/2022
Ameriprise Financial Services, Llc San Diego CA 03/2020 03/2020
Ameriprise Financial Services, Llc. San Diego CA 09/2022 Present
Previous Registrations
  • 2015-12-15 → 2022-10-21
    Fort Worth, TX
  • 2012-10-29 → 2015-12-15
    First Command Brokerage Services, Inc.
    San Diego, CA
    Oceanside, CA
Other Businesses

Business Ownership; SFCS, Inc; Owner; Manage Ameriprise Business; 2535 Camino del Rio South, Suite #115, San Diego, CA, 92108; Not Investment-Related; 06/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-27
S63 Uniform Securities Agent State Law Examination 2011-07-13
  • S65 Uniform Investment Adviser Law Examination
    2012-10-27
  • S63 Uniform Securities Agent State Law Examination
    2011-07-13
Other Names
  • Ben Grad

View on SEC IAPD

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