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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-12 |
| TX | RA | APPROVED_RES | 2020-06-22 |
| LA | RA | APPROVED | 2014-03-27 |
Branch Locations
106 Oil Center Dr Ste 102E, Lafayette, LA 70503 • United States
2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Concepts, Llc | Lafayette | LA | 05/2012 | Present |
| Voya Financial Advisors | Lafayette | LA | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 106 OIL CENTER DR STE 102E; LAFAYETTE; LA; 70503; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/21/2014; 80; 60; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:SBauer Financials; Yes; 106 Oil Center Drive, Suite 102E; Lafayette; LA; 70503; FINANCIAL SERVICES/DBA; Investment Advisor Representative; 10/1/2018; 200; 37.5; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.| BAUER CONTRACTING INC POSITION: Bookkeeper NATURE: My husband has a small tile installation business and I needed help with his books and records and for tax purposes he is paying me $300 per month to assist. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2023 ADDRESS: P O Box 271, Erath LA 70533, United States DESCRIPTION: Bookkeeper
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2012-05-18 |
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