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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-12
TX RA APPROVED_RES 2020-06-22
LA RA APPROVED 2014-03-27
  • NY RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED_RES
    Since 2020-06-22
  • LA RA
    APPROVED
    Since 2014-03-27

Branch Locations

106 Oil Center Dr Ste 102E, Lafayette, LA 70503 • United States

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Financial Concepts, Llc Lafayette LA 05/2012 Present
Voya Financial Advisors Lafayette LA 09/2014 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 106 OIL CENTER DR STE 102E; LAFAYETTE; LA; 70503; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/21/2014; 80; 60; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:SBauer Financials; Yes; 106 Oil Center Drive, Suite 102E; Lafayette; LA; 70503; FINANCIAL SERVICES/DBA; Investment Advisor Representative; 10/1/2018; 200; 37.5; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.| BAUER CONTRACTING INC POSITION: Bookkeeper NATURE: My husband has a small tile installation business and I needed help with his books and records and for tax purposes he is paying me $300 per month to assist. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2023 ADDRESS: P O Box 271, Erath LA 70533, United States DESCRIPTION: Bookkeeper

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-28
S65 Uniform Investment Adviser Law Examination 2012-05-18
  • S63 Uniform Securities Agent State Law Examination
    2020-02-28
  • S65 Uniform Investment Adviser Law Examination
    2012-05-18
Other Names
  • Simone Schaubert Blanchard

View on SEC IAPD

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