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Cynthia Ann Hamelman

Wells Fargo Clearing Services, LLC

Roanoke, VA

CRD 4170173

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-09-13
VA RA APPROVED 2012-09-13
  • TX RA
    APPROVED
    Since 2012-09-13
  • VA RA
    APPROVED
    Since 2012-09-13

Branch Locations

10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roanoke VA 09/2012 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2012-09-21
    Morgan Stanley
    Roanoke, VA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roanoke, VA
  • 2003-11-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Roanoke, VA
    Roanoke, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-06
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S65 Uniform Investment Adviser Law Examination
    2003-11-06
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22
Other Names
  • Cynthia Ann Lewis

View on SEC IAPD

Nearby Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA

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