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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-07-28 |
Branch Locations
2403 U.S. Highway 14 East, Richland Center, WI 53581 • United States
70 Commerce Street, Lake Delton, WI 53940 • United States
1333 South Blvd, Baraboo, WI 53913 • United States
820 Viking Drive, Reedsburg, WI 53959 • United States
501 North Main Street, Westby, WI 54667 • United States
1302 North Main Street, Viroqua, WI 54665 • United States
138 Northridge Drive, Portage, WI 53901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mary Kay | Richland Center | WI | 10/2007 | Present |
| Westby Co-Op Credit Union | Richland Center | WI | 11/1997 | Present |
| Commonwealth Financial Network | Waltham | MA | 03/2012 | Present |
| Wccu Investment Consultants | Richland Center | WI | 03/2012 | Present |
| Mellem Fish House | Richland Center | WI | 09/2016 | Present |
1. FIXED INSURANCE SALES UNDER MULTIPLE DBA NAMES: WCCU CREDIT UNION, WCCU INVESTMENT CONSULTANTS; AND WCCU ESTATE PROTECTION SOLUTIONS; AGENT; CONDUCTED FROM THE BRANCH OFFICE; INVESTMENT RELATED. 2. MELLEM FISH HOUSE; WAITRESS; NOT INVESTMENT RELATED; NOT PERFORMED AT BRANCH 3. INDEPENDENT CONSULTANT, NORWEX; SELLING PERSONAL CARE AND CLEANING PRODUCTS; LOCATED IN 25224 VIOLET DR., BLUE RIVER, WI 53518, AS OF 12/07/2021; 0% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-19 |
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