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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-07-12
  • WI RA
    APPROVED
    Since 2021-07-12

Branch Locations

7617 Mineral Point Road Suite 200, Madison, WI 53717 • United States

1313 W Seminary St Ste 100, Richland Center, WI 53581 • United States

2811 8Th St S Ste 70, Wisconsin Rapids, WI 54494 • United States

Spring Green, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B.C. Ziegler And Company Madison WI 03/2016 03/2018
Stifel, Nicolaus & Company, Incorporated Madison WI 03/2018 07/2021
Ameriprise Financial Services, Llc Richland Center WI 07/2021 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 1110 Main Street, , Plain, WI, 53577; Not Investment-Related; 07/25/2025. Outside Employment; Cuda's Speed Shop; Bookkeeping & ordering parts; Automotive Restoration; E4810 Snyder Rd, , Spring Green, WI, 53588; Not Investment-Related; 02/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-17
  • S66 Uniform Combined State Law Examination
    2003-06-17
Other Names
  • Darrah Lynette Stanley

View on SEC IAPD

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