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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-22
WI RA APPROVED 1998-06-17
  • TX RA
    APPROVED_RES
    Since 2020-06-22
  • WI RA
    APPROVED
    Since 1998-06-17

Branch Locations

1110 Fourier Dr Ste 110, Madison, WI 53717-1963 • United States

Waunakee, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Madison WI 05/1998 03/2020
Ameriprise Financial Services, Llc Madison WI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1110 Fourier DrMadison WI 53717, ,; Investment-Related; 02/10/2014 / Commercial; 5814 County Highway K Unit 2Waunakee WI 53597, ,; Not Investment-Related; 10/26/2018 / Single Family; 15218 N 61st Street, , Scottsdale , AZ, 85254; Not Investment-Related; 09/21/2023. Business Ownership; Madison Advisors LLC; ; Realestate- Commercial Office building; 1110 Fourier Dr Madison WI 53717, ,; Not Investment-Related; 02/10/2014; 1 to 9 hours per month; 1 to 9 during trading hours / SEW Operations LLC; ; Pass through entity for business expenes; 1110 Fourier DriveSuite 110Madison WI 53717, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; UW- Whitewater Foundation; Member; 800 W Main StWhitewater, WI 53190, ,; Investment-Related; 12/12/2018; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-06-10
Other Names
  • Sean S Wayne

View on SEC IAPD

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