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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-02 |
| WI | RA | APPROVED | 2007-11-09 |
Branch Locations
1110 Fourier Dr Ste 110, Madison, WI 53717-1963 • United States
Waunakee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Madison | WI | 10/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Madison | WI | 03/2020 | Present |
Business Ownership; SEW Operations LLC; Member; Pass through entity for business expenses; 1110 Fourier Drive Suite 110, , Madison, WI, 53717; Investment-Related; 01/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; Waunakee Rotary; Member; PO Box 159Waunakee, WI 53597, ,; ; 07/10/2014; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; SEW Operations LLC; Member - Member; ; 1110 Fourier Drive Suite 110, , Madison, WI, 53717; Not Investment-Related; 01/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-22 |
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