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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2011-06-01 |
Branch Locations
1313 W Seminary St Ste 100, Richland Center, WI 53581 • United States
Richland Ctr, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Madison | WI | 06/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Richland Center | WI | 03/2020 | Present |
Real Estate Ownership; Agricultural w/ single family home; 28515 County Hwy ORichland Center, WI 53581, ,; ; 01/01/2007 / Agricultural w/ single family home; 28918 County Hwy ORichland Center, WI 53581, ,; ; 01/01/2007 / Agricultural w/ single family home; 29915 County Hwy ORichland Center, WI 53581, ,; ; 01/01/2007 / Agricultural only; FarmlandIthaca Township, ,; ; 01/01/2007 / Lot/Land; Town of Orion parcel, ,; ; 04/01/2013 / Lot/Land; 24102 Ash Creek RdRichland Center, WI 53581, ,; Not Investment-Related; 08/20/2019 / Lot/Land; Orion Township parcel, , Richland Center, WI, 53581; Not Investment-Related; 07/24/2026. Business Ownership; Junction View Dairy LLC; ; Dairy Farm; 29404 County Hwy OORichland Center, WI 53581, ,; ; 11/01/2007; 0 hours per month; / Center Creek LLC; General oversite of real estate holding company; Administrative; 2912 Marketplace Dr, Ste 100, , Madison, WI, 53719; Not Investment-Related; 02/21/2020; 1 to 9 hours per month; 1 to 9 during trading hours / CWAG LLC; Co-owner; Manage Ameriprise Business; 7617 Mineral Point Rd, Ste 200, Madison, WI, 53717; Not Investment-Related; 06/19/2019; 10 to 19 hours per month; 10 to 19 during trading hours / Stibbe Holdings LLC; Owner; Manage Ameriprise Business; 28515 County Hwy O, , Richland Center, WI, 53581; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Stibbe Farms LLC; Co-owner; Real Estate; 28515 County Hwy O, , Richland Center, WI, 53581; Not Investment-Related; 12/01/2025; 0 hours per month; 0 during trading hours. Board of Directors; Schmitt Woodland Hills; Finance Committee Member; 1400 W Seminary St Richland Center, WI 53581, ,; ; 09/16/2014; 1 to 9 hours per month; 0 during trading hours / Schmitt Woodland Hills; Board Member; 1400 W Seminary St Richland Center, WI 53581, ,; ; 01/26/2016; 1 to 9 hours per month; 0 during trading hours / Richland Rejuvenates; Treasurer; 182 N Central Avenue, Suite 301Richland Center, WI 53581, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Richland Center High School Athletic Booster Club; Board Member; 1996 US Hwy 14 W, , Richland Center, WI, 53581; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CWAG LLC; Co-owner; Manage Ameriprise business; 7617 Mineral Point Rd, Ste 200, Madison, WI, 53717; Not Investment-Related; 06/19/2019; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-09 |
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