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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2011-06-01
  • WI RA
    APPROVED
    Since 2011-06-01

Branch Locations

1313 W Seminary St Ste 100, Richland Center, WI 53581 • United States

Richland Ctr, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Madison WI 06/2011 03/2020
Ameriprise Financial Services, Llc Richland Center WI 03/2020 Present
Previous Registrations
  • 2006-10-10 → 2011-05-31
    Sii Investments, Inc.
    Baraboo, WI
    Richland Center, WI
    Boscobel, WI
Other Businesses

Real Estate Ownership; Agricultural w/ single family home; 28515 County Hwy ORichland Center, WI 53581, ,; ; 01/01/2007 / Agricultural w/ single family home; 28918 County Hwy ORichland Center, WI 53581, ,; ; 01/01/2007 / Agricultural w/ single family home; 29915 County Hwy ORichland Center, WI 53581, ,; ; 01/01/2007 / Agricultural only; FarmlandIthaca Township, ,; ; 01/01/2007 / Lot/Land; Town of Orion parcel, ,; ; 04/01/2013 / Lot/Land; 24102 Ash Creek RdRichland Center, WI 53581, ,; Not Investment-Related; 08/20/2019 / Lot/Land; Orion Township parcel, , Richland Center, WI, 53581; Not Investment-Related; 07/24/2026. Business Ownership; Junction View Dairy LLC; ; Dairy Farm; 29404 County Hwy OORichland Center, WI 53581, ,; ; 11/01/2007; 0 hours per month; / Center Creek LLC; General oversite of real estate holding company; Administrative; 2912 Marketplace Dr, Ste 100, , Madison, WI, 53719; Not Investment-Related; 02/21/2020; 1 to 9 hours per month; 1 to 9 during trading hours / CWAG LLC; Co-owner; Manage Ameriprise Business; 7617 Mineral Point Rd, Ste 200, Madison, WI, 53717; Not Investment-Related; 06/19/2019; 10 to 19 hours per month; 10 to 19 during trading hours / Stibbe Holdings LLC; Owner; Manage Ameriprise Business; 28515 County Hwy O, , Richland Center, WI, 53581; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Stibbe Farms LLC; Co-owner; Real Estate; 28515 County Hwy O, , Richland Center, WI, 53581; Not Investment-Related; 12/01/2025; 0 hours per month; 0 during trading hours. Board of Directors; Schmitt Woodland Hills; Finance Committee Member; 1400 W Seminary St Richland Center, WI 53581, ,; ; 09/16/2014; 1 to 9 hours per month; 0 during trading hours / Schmitt Woodland Hills; Board Member; 1400 W Seminary St Richland Center, WI 53581, ,; ; 01/26/2016; 1 to 9 hours per month; 0 during trading hours / Richland Rejuvenates; Treasurer; 182 N Central Avenue, Suite 301Richland Center, WI 53581, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Richland Center High School Athletic Booster Club; Board Member; 1996 US Hwy 14 W, , Richland Center, WI, 53581; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CWAG LLC; Co-owner; Manage Ameriprise business; 7617 Mineral Point Rd, Ste 200, Madison, WI, 53717; Not Investment-Related; 06/19/2019; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-06
S63 Uniform Securities Agent State Law Examination 2006-10-09
  • S65 Uniform Investment Adviser Law Examination
    2007-08-06
  • S63 Uniform Securities Agent State Law Examination
    2006-10-09
Other Names
  • Shelly Marie Turgasen
  • Shelly M Stibbe

View on SEC IAPD

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