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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-26
WI RA APPROVED 2010-10-14
  • TX RA
    APPROVED_RES
    Since 2018-01-26
  • WI RA
    APPROVED
    Since 2010-10-14

Branch Locations

1313 W Seminary St Ste 100, Richland Center, WI 53581 • United States

Richland Ctr, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Madison WI 04/2010 03/2020
Ameriprise Financial Services, Llc Richland Center WI 03/2020 Present
Other Businesses

Business Ownership; Auctioneer; auctioneer; I am a licensed and registered auctioneer with the state of WI.I do 6-8 auctions per year plus one or two charity auctions.All are done at non trading/non business hours.; 25218 County Hwy Y, , Richland Center, WI, 53581; Not Investment-Related; 01/01/2004; 1 to 9 hours per month; 0 during trading hours / Center Creek LLC; General oversite of real estate holing company; Administrative; 2912 Marketplace Dr, Ste 100, , Madison, WI, 53719; Not Investment-Related; 02/10/2020; 1 to 9 hours per month; 1 to 9 during trading hours / CWAG LLC; financial advisor; Manage Ameriprise Business; 7617 Mineral Point Rd, Ste 200, , Madison, WI, 53717; Investment-Related; 06/19/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Cosgrove Holdings LLC; Owner; Manage Ameriprise Business; 25218 County Hwy Y, , Richland Center, WI, 53581-8711; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Richland County Performing Arts Council; Treasurer; 182 N Central AvenueRichland Center WI 53581, ,; ; 11/15/2012; 1 to 9 hours per month; / Richland Rejuvenates; Director; 182 N Central Richland Center Wi 53581, ,; ; 04/20/2016; 1 to 9 hours per month; 0 during trading hours / Community Legacy Foundation; Director; 1313 W Seminary Street, , Richland Center, WI, 53581; Not Investment-Related; 04/01/2021; 1 to 9 hours per month; 0 during trading hours / New House Richland; Elder on Church Board; 26700 Fellowship Lane, , Richland Center, WI, 53581; Not Investment-Related; 01/01/1993; 1 to 9 hours per month; 0 during trading hours / SouthWest Partners; Executive Board Member; PO Box 651, , Richland Center, WI, 53581; Not Investment-Related; 07/01/2015; 1 to 9 hours per month; 0 during trading hours / Schmidt Woodland Hills Board of Directors; director; 1400 West Seminary St, , Richland Center, WI, 53581; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; CWAG LLC; Member - Oversee our marketing dept. and marketing director to grow and promote our Financial Advisory practice.; Manage advisory business; 7617 Mineral Point Rd, Ste 200, , Madison, WI, 53717; Not Investment-Related; 06/19/2019; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; Southwest Regional Planning Business Development Fund Loan Committee; Southwest Regional Planning Development Fund Committee, reviews applications for gap and entrepreneurial funding requests. Committee is made up of nine members and funds come from Federal government with Federal government oversight. Committee reviews and makes recommendations and loans are implemented and administered by Southwest WI Regional Planning Administration Staff. There are no investments involved and group meets four to six times per year.; 20 S. Court St, , Platteville, WI, 53818; Not Investment-Related; 03/26/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-12
  • S66 Uniform Combined State Law Examination
    2010-10-12
Other Names
  • Mick Cosgrove

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