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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
MN RA APPROVED 2022-09-13
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • MN RA
    APPROVED
    Since 2022-09-13

Branch Locations

3038 Jeremiah Ln Nw Ste 201A, Rochester, MN 55901 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Rochester MN 01/2015 03/2017
Mml Investors Services, Llc Rochester MN 03/2017 09/2022
Massmutual Life Insurance Co Rochester MN 07/2016 09/2022
Ameriprise Financial Services, Llc Rochester MN 09/2022 Present
Previous Registrations
  • 2017-03-25 → 2022-09-12
    Rochester, MN
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Rochester, MN
    Rochester, MN
  • 2014-01-29 → 2015-01-02
    New England Securities
    Rochester, MN
Other Businesses

Real Estate Ownership; Single Family; 476 Manor Ridge Dr NW, , Rochester, MN, 55901; Investment-Related; 05/01/2004 / Single Family; 3368 Bridgeview Dr SE, , Rochester, MN, 55904; Investment-Related; 06/01/2006. Business Ownership; crr worldwide LLC; Owner; Manage Ameriprise Business; 4055 Cameo Pl NE, , Rochester, MN, 55906; Investment-Related; 04/05/2024; 60 hours per month; 60 during trading hours. Board of Directors; Rochester Art Center; Treasurer - board member; 30 Civic Center Dr SE STE 120, , Rochester, MN, 55904; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CRR Worldwide LLC; Owner; Manage advisory business; 4055 Cameo Pl NE, , Rochester, MN, 55906; Investment-Related; 04/05/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-23
  • S63 Uniform Securities Agent State Law Examination
    2011-05-23
Other Names
  • Carson Robert Romme
  • Carson Romme

View on SEC IAPD

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