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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2022 | 08/2025 |
| Hancock Whitney Bank | New Orleans | LA | 10/2013 | 08/2025 |
| Cetera Investment Advisers Llc | New Orleans | LA | 06/2025 | 08/2025 |
| First Horizon Bank | New Orleans | LA | 08/2025 | Present |
| Lpl Financial Llc | New Orleans | LA | 09/2025 | Present |
1)09/02/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/First Horizon Advisors/ Inv Rel - At Reported Business Location(s) 209/02/2025 - First Horizon Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 08/2025 3)09/02/202 - ARB CAPITAL HOLDINGS LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Start: 01/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-20 |
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