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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-03
NY RA APPROVED 2021-08-05
NJ RA APPROVED 2019-07-09
PA RA APPROVED 2019-07-08
  • CT RA
    APPROVED
    Since 2026-02-03
  • NY RA
    APPROVED
    Since 2021-08-05
  • NJ RA
    APPROVED
    Since 2019-07-09
  • PA RA
    APPROVED
    Since 2019-07-08

Branch Locations

6120 18Th Avenue, Brooklyn, NY 11204-2301 • United States

Roslyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steve Fay Insurance Agency Brooklyn NY 03/2013 Present
State Farm Vp Management Corp Brooklyn NY 03/2013 Present
State Farm Investment Management Corp Brooklyn NY 06/2019 Present
  • 03/2013 → Present
    Steve Fay Insurance Agency
    Brooklyn, NY
  • 03/2013 → Present
    State Farm Vp Management Corp
    Brooklyn, NY
  • 06/2019 → Present
    Brooklyn, NY
Other Businesses

1) Steve Fay's Insurance Agency; Investment-related; 6608 18th Ave Brooklyn, NY 11204-4356; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2013; 80; 80; Service customers and supervise employees 2) Braisa Associates LLC; Investment-related; 56 Maple Street Roslyn Heights NY 11577; Owner; President; 10/09/2017; 4; 2; Braisa Associates LLC has been formed to purchase and keep the building that houses my State Farm Insurance Agency, make deposits in the checking account, control of the checkbook, review bank statements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-24
S63 Uniform Securities Agent State Law Examination 2011-06-04
  • S65 Uniform Investment Adviser Law Examination
    2019-06-24
  • S63 Uniform Securities Agent State Law Examination
    2011-06-04
Other Names
  • Stanislaw Fayzibayev

View on SEC IAPD

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