Douglas Wayne Rogers

Current Employers

Employment History

• 08/2006 → Present
  Honkamp Krueger
  Platteville, WI
• 08/2016 → 09/2020
  Proequities, Inc.
  Birmigham, AL
• 08/2016 → Present
  Hk Financial Services
  Dubuque, IA

Previous Registrations

• 2016-12-23 → 2017-01-27
  Concourse Financial Group Securities, Inc.
  Platteville, WI
  Platteville, WI
  Dubuque, IA

Other Businesses

CPA with Honkamp Krueger and Company; start date: 7/15/1989; CPA and Partner; Office Manager of Platteville, WI location; 1 Insight Drive, P. O. Box 502, Platteville, IA 53818; 200 hrs. per month, 200 hours during trading hrs; duties include: accounting, tax preparation, consulting business for owners and individuals regarding taxes and finance. Independent contractor with HK Financial Services; Investment related; address: 1 Insight Drive, P. O. Box 502, Platteville, IA 53818; Nature of business: B/D firm;starting date of 8/2016; 12 hrs. per month, 12 hours during trading hrs; Registered rep. Meeting with CPA clients on their retirement and investment needs. Partners is the following: Law Building Company, Dubuque, IA, Business Real Estate Roger, Kern Properties, LLC Business Real Estate, Platteville, WI Minimum to no hours per year in these businesses. HONKAMP KRUEGER AND COMPANY POSITION: CPA NATURE: Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 07/15/1989 ADDRESS: 3390 Asbury Road, Dubuque IA 52002 DESCRIPTION: Management - client relationships, Tax accounting and consulting. HKFS POSITION: IAR / shareholder NATURE: Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/20/2016 ADDRESS: 3390 Asbury Road, Dubuque IA 52002, United States DESCRIPTION: Wealth management LAW BUILDING COMPANY POSITION: Shareholder NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2016 ADDRESS: 2345 JFK Road, Dubuque IA 52001, United States DESCRIPTION: Real Estate Rental HKFS BUILDING CORPORATION POSITION: Shareholder NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 2345 JFK Road, Dubuque IA 52002, United States DESCRIPTION: Real Estate Rental Limited duties ROGERS AND KERN PROPERTIES , LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 275 Flower Court, Platteville WI 53818, United States DESCRIPTION: Real Estate Rental Managing Member SOUTHWEST HEALTH CENTER POSITION: Chairman of Board NATURE: Hospital INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: 1400 Eastside Road, Platteville WI 53818, United States DESCRIPTION: Board member and Chairman of Board

Exams

• S66 Uniform Combined State Law Examination
  2016-12-23

Other Names

• Doug Rogers
• Douglas Rogers