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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-21 |
Branch Locations
2039 Centre Pointe Blvd Ste 203, Tallahassee, FL 32308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Tallahassee | FL | 12/2011 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2011 | Present |
| Florida State University | Tallahassee | FL | 08/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, BARD AND RENN INVESTMENTS LLC, 3550 LIBERTY LAKES DR S, JACKSONVILLE, FLORIDA, 32258, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/07/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE REAL ESTATE RENTAL INVESTMENT. INVESTMENT RELATED. 3. 50% OWNER, TNA PARTNERS LLC, LEGAL ENTITY, START DATE: 12/08/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNERS, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 4. OWNER, TNA COLLECTIVE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/18/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, TNA BARD LLC, LEGAL ENTITY, START DATE: 09/18/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-12 |
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