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Stephen Daniel Heitzmann

Bauer Wealth Management Inc.

Colorado Springs, CO

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Current Employers
Bauer Wealth Management Inc.

5755 Mark Dabling Blvd Suite 245, Colorado Springs, CO 80919 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-09-20
  • CO RA
    APPROVED
    Since 2017-09-20

Branch Locations

7680 Goddard Street Suite 213, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 05/2014 08/2017
Bauer Wealth Management, Llc. Colorado Springs CO 09/2017 Present
Altruistic Investing, Llc. Colorado Springs CO 09/2017 Present
Previous Registrations
Other Businesses

CEO/Altruistic Investing, LLC., and Bauer Wealth Management, LLC. Portfolio management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-03
  • S66 Uniform Combined State Law Examination
    2012-01-03

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
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