Walter Edward Bak

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1983 → Present
  Law Office Of Walter E. Bak
  Northampton, MA
• 03/2015 → 09/2018
  Woloshin Investment Management, Llc
  Northampton, MA
• 09/2018 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2015-03-02 → 2018-09-25
  Woloshin Investment Management, Llc
  Northampton, MA
• 2011-05-13 → 2014-12-31
  Law Office Of Walter E Bak
  Northampton, MA
• 2011-07-29 → 2012-10-12
  Global Financial Private Capital, Inc.
  Northhampton, MA
  Sarasota, FL

Other Businesses

1.) LAW OFFICE OF WALTER E. BAK; 7 CONZ STREET, NORTHAMPTON, MA 01060; LAW OFFICE, LEGAL ESTATE PLANNING SERVICES, INSURANCE SALES; OWNER; START DATE 12/1983; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; PRACTICE OF LAW, CONCENTRATION ON ESTATE PLANNING AND RELATED ELDER LAW ISSUES. INSURANCE/ANNUITY SALES AND SERVICES AND REAL ESTATE SERVICES THAT ARE ANCILLARY TO THE PRACTICE OF LAW.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-01

Other Names

• Walter E Bak