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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-04-21 |
Branch Locations
4801 Cox Rd Ste 204, Glen Allen, VA 23060-6803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Etz Insurance Agency | Richmond | VA | 04/2014 | 09/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 09/2017 |
| Mml Investors Services, Llc | Richmond | VA | 07/2016 | 09/2017 |
| The Prudential Insurance Company Of America | Glen Allen | VA | 09/2017 | 09/2020 |
| Pruco Securities Llc | Glen Allen | VA | 09/2017 | 09/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2020 | 04/2025 |
| Etz Financial Services, Inc | N Chesterfield | VA | 02/2015 | 04/2025 |
| Ellis & Etz Insurance Associates Inc. | N Chesterfield | VA | 04/2014 | 04/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 04/2025 |
| Lpl Financial Llc | Glen Allen | VA | 04/2025 | Present |
1)04/15/2025 - Chase Dominion Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)04/15/2025 - Matthew Freeman - Non-Variable Insurance - Property & Casualty - Inv Rel - Midlothian, VA - Start: 04/2014 5 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-23 |
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