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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-03-23
TX RA APPROVED 2013-03-20
  • OH RA
    APPROVED
    Since 2015-03-23
  • TX RA
    APPROVED
    Since 2013-03-20

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Dublin, OH • United States

905 Zane St, Zanesville, OH 43702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 02/2011 Present
Other Businesses

I*2218266, Entity Type: For Profit, Name of OBA: Monthly Maker, Address: Dublin, Ohio, 43017, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 03/15/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Small business that sells monthly craft kits. I am the owner and am responsible for assembling and distributing kits each month. I*4923268, Entity Type, Name of OBA: C H Address: Columbus Ohio 43221 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/17/2026 No Hours: 2 Weekly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-27
  • S66 Uniform Combined State Law Examination
    2012-02-27
Other Names
  • Kathryn Elyse Holden
  • Kathryn Holden
  • Kate Hoyt

View on SEC IAPD

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