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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-15 |
| NC | RA | APPROVED | 2025-07-10 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Cary | NC | 01/2010 | 12/2020 |
| Wells Fargo Advisors Llc | Cary | NC | 03/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cary | NC | 11/2016 | 02/2018 |
| Raymond James Financial Services, Inc. | Raleigh | NC | 10/2021 | 07/2025 |
| Raymond James Financial Services Advisors, Inc. | Raleigh | NC | 10/2021 | 07/2025 |
| Pinnacle Financial Partners/Pinnacle Bank | Raleigh | NC | 01/2021 | 10/2021 |
| Pinnacle Asset Management | Raleigh | NC | 01/2021 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-25 |
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