Rochelle Schaeffer

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 04/2021
  Jp Morgan Securities Llc
  Briarcliff, NY
• 11/2015 → 09/2016
  Jp Morgan Chase Bank
  Briarcliff, NY
• 09/2016 → 11/2016
  Jp Morgan Chase Bank
  Briarcliff, NY
• 11/2016 → 04/2021
  Jp Morgan Chase Bank
  Yorktown Heights, NY
• 09/2018 → 09/2019
  Temple Shaaray Tefila
  Bedford Corners, NY
• 09/2019 → 06/2022
  Temple Beth El Of Nother Westchester
  Chappaqua, NY
• 05/2021 → 04/2022
  Fidelity Inestments
  Ossining, NY
• 06/2022 → 01/2024
  Ubs Financial Services Inc.
  New York, NY
• 01/2024 → Present
  J.P. Morgan Securities Llc
  West Harrison, NY
• 01/2024 → Present
  Jpmorgan Chase Bank, N.A.
  West Harrison, NY
• 06/2024 → Present
  Officiant
  Ossining, NY
• 06/2024 → Present
  Ossining Food Pantry
  Ossining, NY

Previous Registrations

• 2022-06-14 → 2024-01-23
  Ubs Financial Services Inc.
  New York, NY
• 2016-11-14 → 2021-05-03
  J.P. Morgan Securities Llc
  Briarcliff, NY
  Bedford Hills, NY
  Mount Kisco, NY
  Mount Kisco, NY
  Yorktown Heights, NY
  Yorktown Heights, NY
  Peekskill, NY

Other Businesses

Entity Name: Officiant Investment related: No Address: Ossining, NY 10562 Nature of the other business: Marriage Officiant Position/Title/Relationship: Employee/Contractor Start Date: 06/28/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I marry people. This has nothing to do with my role at JPMC" Entity Name: Ossining Food Pantry Investment related: No "Address: 7 South Highland Ave Ossining, NY 10562" Nature of the other business: Food Pantry Position/Title/Relationship: Employee/Contractor Start Date: 06/05/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I hand out food to those less fortunate.This has nothing to do with JPMC or my role at JPMC" Effective 1/16/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-01
• S63 Uniform Securities Agent State Law Examination
  2011-06-22

Other Names

• Shelly Schaeffer
• Rochelle S Schaeffer
• Rochelle Sue Schaeffer