Jonathan Simon Dowiak

New York Life Investment Management LLC

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Current Employers

New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-03-04

NJ RA
APPROVED

Since 2013-03-04

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	New York	NY	02/2011	Present

02/2011 → Present

New York Life Insurance Company

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-01
S63	Uniform Securities Agent State Law Examination	2011-04-04

S65 Uniform Investment Adviser Law Examination

2013-03-01
S63 Uniform Securities Agent State Law Examination

2011-04-04

Other Names

Jon Dowiak
Jonathan Dowiak

View on SEC IAPD

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