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Jonathan Simon Dowiak

New York Life Investment Management LLC

New York, NY

CRD 5898137

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Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-03-04
  • NJ RA
    APPROVED
    Since 2013-03-04

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 02/2011 Present
  • 02/2011 → Present
    New York Life Insurance Company
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-01
S63 Uniform Securities Agent State Law Examination 2011-04-04
  • S65 Uniform Investment Adviser Law Examination
    2013-03-01
  • S63 Uniform Securities Agent State Law Examination
    2011-04-04
Other Names
  • Jon Dowiak
  • Jonathan Dowiak

View on SEC IAPD

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