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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-07
PA RA APPROVED 2011-07-22
  • TX RA
    APPROVED_RES
    Since 2025-07-07
  • PA RA
    APPROVED
    Since 2011-07-22

Branch Locations

500 W Office Center Dr Ste 400, Fort Washington, PA 19034 • United States

Harleysville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Plymouth Meeting PA 02/2011 03/2020
Ameriprise Financial Services, Llc Plymouth Meeting PA 03/2020 Present
Other Businesses

Outside Employment; Jonathan Kuttin dba Kuttin Wealth Management; EE of legal entity.; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 03/05/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-21
S63 Uniform Securities Agent State Law Examination 2011-07-08
  • S65 Uniform Investment Adviser Law Examination
    2011-07-21
  • S63 Uniform Securities Agent State Law Examination
    2011-07-08
Other Names
  • Justin Dipasquale

View on SEC IAPD

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