James M. Sbarra

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  J.P. Morgan Securities Llc
  Yorktown Heights, NY
• 05/2006 → 11/2016
  James Michael Sbarra
  Pawling, NY
• 04/2014 → Present
  Jpmorgan Chase Bank, N.A.
  Yorktown Heights, NY

Previous Registrations

• 2014-03-05 → 2014-04-29
  Lpl Financial Llc
  White Plains, NY
  Brewster, NY
  Mt. Kisco, NY
  Brewster, NY
  Hopewell Junction, NY
  Mahopac, NY
  Mahopac Falls, NY
  Ossining, NY
  Pleasantville, NY
  Poughkeepsie, NY
  Putnam Valley, NY
  Sleepy Hollow, NY
  Sleepy Hollow, NY
  Wappingers Falls, NY
  Yonkers, NY
  Yonkers, NY
  San Diego, CA
  Brewster, NY
  Mt. Kisco, NY
  Mt. Kisco, NY
• 2011-06-23 → 2014-03-07
  Invest Financial Corporation
  Yonkers, NY
  Mahopac Falls, NY
  Poughkeepsie, NY
  Putnam Valley, NY
  Hopewell Junction, NY
  Wappingers Falls, NY
  Pleasantville, NY
  Ossining, NY
  Sleepy Hollow, NY
  Mt Kisco, NY
  Brewster, NY
  White Plains, NY
  Yonkers, NY

Exams

• S66 Uniform Combined State Law Examination
  2011-05-17

Other Names

• James Sbarra
• James Michael Sbarra