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James M. Sbarra

J.P. Morgan Securities LLC

Yorktown Heights, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-07-01
NJ RA APPROVED 2014-04-29
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-07-01
  • NJ RA
    APPROVED
    Since 2014-04-29

Branch Locations

1975 Commerce St, Yorktown Heights, NY 10598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Yorktown Heights NY 04/2014 Present
James Michael Sbarra Pawling NY 05/2006 11/2016
Jpmorgan Chase Bank, N.A. Yorktown Heights NY 04/2014 Present
  • 04/2014 → Present
    J.P. Morgan Securities Llc
    Yorktown Heights, NY
  • 05/2006 → 11/2016
    James Michael Sbarra
    Pawling, NY
  • 04/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Yorktown Heights, NY
Previous Registrations
  • 2014-03-05 → 2014-04-29
    Lpl Financial Llc
    White Plains, NY
    Brewster, NY
    Mt. Kisco, NY
    Brewster, NY
    Hopewell Junction, NY
    Mahopac, NY
    Mahopac Falls, NY
    Ossining, NY
    Pleasantville, NY
    Poughkeepsie, NY
    Putnam Valley, NY
    Sleepy Hollow, NY
    Sleepy Hollow, NY
    Wappingers Falls, NY
    Yonkers, NY
    Yonkers, NY
    San Diego, CA
    Brewster, NY
    Mt. Kisco, NY
    Mt. Kisco, NY
  • 2011-06-23 → 2014-03-07
    Invest Financial Corporation
    Yonkers, NY
    Mahopac Falls, NY
    Poughkeepsie, NY
    Putnam Valley, NY
    Hopewell Junction, NY
    Wappingers Falls, NY
    Pleasantville, NY
    Ossining, NY
    Sleepy Hollow, NY
    Mt Kisco, NY
    Brewster, NY
    White Plains, NY
    Yonkers, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-17
  • S66 Uniform Combined State Law Examination
    2011-05-17
Other Names
  • James Sbarra
  • James Michael Sbarra

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · YORKTOWN HEIGHTS, NY
LPL FINANCIAL LLC · YORKTOWN HEIGHTS, NY
EDWARD JONES · YORKTOWN HEIGHTS, NY
COMMONWEALTH FINANCIAL NETWORK · Katonah, NY
LPL FINANCIAL LLC · YORKTOWN HEIGHTS, NY
OSAIC INSTITUTIONS, INC. · Yorktown Heights, NY
J.P. MORGAN SECURITIES LLC · YORKTOWN HEIGHTS, NY
EDWARD JONES · CORTLANDT MANOR, NY

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