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220 Sw 9Th St. Suite 230, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-01-14 |
Branch Locations
220 Sw 9Th St. Suite 230, Des Moines, IA 50309 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial | Des Moines | IA | 05/2015 | 11/2016 |
| Directed Services, Llc | Des Moines | IA | 05/2015 | 11/2016 |
| Regions Bank | Urbandale | IA | 11/2016 | 12/2018 |
| Cetera Investment Advisers Llc | Urbandale | IA | 11/2016 | 12/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2016 | 12/2018 |
| Peterson Financial Group, Inc. | West Des Moines | IA | 01/2019 | Present |
| Cetera Investment Services | Urbandale | IA | 11/2016 | 12/2018 |
Managing member of Lee Mountain Co., LLC. This is an entity used for his personal real estate investments. This is a non-investment related activity in which Mr. Stines spends minimal time each month. Active Insurance License, spends 40% of his time monthly and receives compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-08 |
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