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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-03-03
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-03-03

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Citi Retail Banking 1166 6Th Avenue, New York, NY 10036 • United States

Howell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Bank Toms River NJ 12/2012 03/2019
Santander Securities Guaynabo PR 01/2013 03/2019
Citigroup New York NY 03/2019 Present
  • 12/2012 → 03/2019
    Sovereign Bank
    Toms River, NJ
  • 01/2013 → 03/2019
    Santander Securities
    Guaynabo, PR
  • 03/2019 → Present
    Citigroup
    New York, NY
Other Businesses

OA name: Liberty Junk Removal LLC, Nature: (Junk removal and clean-up), (Investment-related: No, Location: Howell, NJ, started 01/08/2026), Title: Owner, Duties: Operating and activities., Hours: (0 trading hours/month, 11-20 non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-29
S63 Uniform Securities Agent State Law Examination 2011-08-04
  • S65 Uniform Investment Adviser Law Examination
    2020-02-29
  • S63 Uniform Securities Agent State Law Examination
    2011-08-04
Other Names
  • Louis Monderine

View on SEC IAPD

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