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1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-30 |
Branch Locations
225 Liberty Street 11Th Floor, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | San Francisco | CA | 06/2007 | 11/2016 |
| Unemployed | San Francisco | CA | 11/2016 | 11/2017 |
| Nuveen Securities, Llc | New York | NY | 11/2017 | 03/2023 |
| Nuveen Asset Management, Llc | Chicago | IL | 11/2017 | 03/2023 |
| Invesco | New York | NY | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-20 |
| S65 | Uniform Investment Adviser Law Examination | 2000-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-08 |
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