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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| CT | RA | APPROVED | 2017-02-08 |
Branch Locations
320 Park Avenue Fl 14, New York, NY 10022 • United States
Norwalk, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 11/2010 | 09/2016 |
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | Present |
| Raymond James & Associates, Inc. | Norwalk | CT | 01/2022 | Present |
| Loop Companies | Rowayton | CT | 01/2019 | 05/2023 |
(1)Name of Business: 56 Main, LLC Address: 10 Nearwater Road, Norwalk, CT, 06853, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 04/14/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 25% Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-22 |
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