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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

400 Austin Ave Ste 200, Waco, TX 76701 • United States

300 Colorado St Ste 2600, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Roseland NJ 03/2013 10/2016
Park Avenue Securities Roseland NJ 05/2014 10/2016
Texas Tech University Lubbock TX 08/2015 12/2016
Verite Group, Llc Maimi FL 10/2016 08/2018
Lion Street Austin TX 08/2018 10/2022
Lion Street Financial Austin TX 08/2018 10/2022
Lion Street Financial Waco TX 03/2023 Present
Lion Street Advisors Waco TX 03/2023 Present
Self Employed Austin TX 10/2022 02/2023
Integrity Alliance, Llc. Waco TX 11/2025 Present
Integrity Alliance, Llc. Waco TX 11/2025 Present
  • 03/2013 → 10/2016
    Guardian Life Ins
    Roseland, NJ
  • 05/2014 → 10/2016
    Park Avenue Securities
    Roseland, NJ
  • 08/2015 → 12/2016
    Texas Tech University
    Lubbock, TX
  • 10/2016 → 08/2018
    Verite Group, Llc
    Maimi, FL
  • 08/2018 → 10/2022
    Lion Street
    Austin, TX
  • 08/2018 → 10/2022
    Lion Street Financial
    Austin, TX
  • 03/2023 → Present
    Lion Street Financial
    Waco, TX
  • 03/2023 → Present
    Lion Street Advisors
    Waco, TX
  • 10/2022 → 02/2023
    Self Employed
    Austin, TX
  • 11/2025 → Present
    Waco, TX
  • 11/2025 → Present
    Waco, TX
Previous Registrations
  • 2023-03-31 → 2025-11-03
    Lion Street Advisors, Llc
    Austin, TX
    Waco, TX
  • 2022-07-05 → 2022-10-28
    Lion Street Advisors, Llc
    Austin, TX
Other Businesses

1) JOHN CARROLL UNIVERSITY POSITION: Employee NATURE: I will be the Professor of Insurance and Risk Management for the Certified Financial Planning board. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2023 ADDRESS: 1 John Carroll Blvd, University Heights OH 44118, United States DESCRIPTION: To educate students on the requirements of the CFP board for the Insurance and Risk Management section. 2) NICK BOWMAN / CALIBRATE WEALTH PARTNERS POSITION: Agent/Broker NATURE: From time to time I sell fixed insurance business including Whole Life, Indexed Universal Life, other life insurance products, annuities, term, and long term care and health insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2023 ADDRESS: 2306 Century Tree Cove, Austin TX 78723, United States DESCRIPTION: Solicit insurance products. 3) XCELA, INC. POSITION: Owner NATURE: Implementing Artificial Intelligence into enterprise and small business processes. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 02/05/2024 ADDRESS: 43575 Mission Blvd, STE 220, Fremont CA 94539, United States DESCRIPTION: As Head of Sales and Co-Founder, my role is focused on leading marketing and sales initiatives, and securing investments from strategic partners in the Insurance industry. 4) LEXINGTON CONSULTING SERVICES, LLC POSITION: Owner NATURE: LEXINGTON CONSULTING SERVICES, LLC is set up to be structured as an S-Corp for collecting commissions, planning fees, consulting & expert witness fees. This entity will be used for only non-clients of LSI/LSF/LSA. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2023 ADDRESS: PO Box 8190, Santa Fe NM 87504, United States DESCRIPTION: This entity was set up to process my commissions and fees as an S-Corp. 5) NEW UNDERWRITER INC POSITION: Owner NATURE: Technology/Data Science INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2018 ADDRESS: 2306 Century Tree Cove, Austin TX 78723, United States DESCRIPTION: Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-07-02
  • S63 Uniform Securities Agent State Law Examination
    2022-07-02
Designations

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