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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Roseland | NJ | 03/2013 | 10/2016 |
| Park Avenue Securities | Roseland | NJ | 05/2014 | 10/2016 |
| Texas Tech University | Lubbock | TX | 08/2015 | 12/2016 |
| Verite Group, Llc | Maimi | FL | 10/2016 | 08/2018 |
| Lion Street | Austin | TX | 08/2018 | 10/2022 |
| Lion Street Financial | Austin | TX | 08/2018 | 10/2022 |
| Lion Street Financial | Waco | TX | 03/2023 | Present |
| Lion Street Advisors | Waco | TX | 03/2023 | Present |
| Self Employed | Austin | TX | 10/2022 | 02/2023 |
| Integrity Alliance, Llc. | Waco | TX | 11/2025 | Present |
| Integrity Alliance, Llc. | Waco | TX | 11/2025 | Present |
1) JOHN CARROLL UNIVERSITY POSITION: Employee NATURE: I will be the Professor of Insurance and Risk Management for the Certified Financial Planning board. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2023 ADDRESS: 1 John Carroll Blvd, University Heights OH 44118, United States DESCRIPTION: To educate students on the requirements of the CFP board for the Insurance and Risk Management section. 2) NICK BOWMAN / CALIBRATE WEALTH PARTNERS POSITION: Agent/Broker NATURE: From time to time I sell fixed insurance business including Whole Life, Indexed Universal Life, other life insurance products, annuities, term, and long term care and health insurance products. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2023 ADDRESS: 2306 Century Tree Cove, Austin TX 78723, United States DESCRIPTION: Solicit insurance products. 3) XCELA, INC. POSITION: Owner NATURE: Implementing Artificial Intelligence into enterprise and small business processes. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 02/05/2024 ADDRESS: 43575 Mission Blvd, STE 220, Fremont CA 94539, United States DESCRIPTION: As Head of Sales and Co-Founder, my role is focused on leading marketing and sales initiatives, and securing investments from strategic partners in the Insurance industry. 4) LEXINGTON CONSULTING SERVICES, LLC POSITION: Owner NATURE: LEXINGTON CONSULTING SERVICES, LLC is set up to be structured as an S-Corp for collecting commissions, planning fees, consulting & expert witness fees. This entity will be used for only non-clients of LSI/LSF/LSA. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2023 ADDRESS: PO Box 8190, Santa Fe NM 87504, United States DESCRIPTION: This entity was set up to process my commissions and fees as an S-Corp. 5) NEW UNDERWRITER INC POSITION: Owner NATURE: Technology/Data Science INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2018 ADDRESS: 2306 Century Tree Cove, Austin TX 78723, United States DESCRIPTION: Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-02 |
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