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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-08
  • NY RA
    APPROVED
    Since 2026-06-08

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 02/2013 08/2017
Rbc Capital Markets, Llc New York NY 06/2026 Present
Morgan Stanley Smith Barney Llc New York NY 08/2017 06/2022
Janney Montgomery Scott Llc Midtown NY 06/2022 06/2024
Ubs Financial Services, Inc New York NY 09/2024 06/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-14
  • S66 Uniform Combined State Law Examination
    2016-09-14
Other Names
  • Daniel Marra
  • Daniel V Marra

View on SEC IAPD

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