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Justin Rodrigues

Osaic Institutions, Inc.

Southbury, CT

Agawam, MA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-07-26
CT RA APPROVED 2016-01-14
  • MA RA
    APPROVED
    Since 2017-07-26
  • CT RA
    APPROVED
    Since 2016-01-14

Branch Locations

363 Main Street South, Southbury, CT 06488 • United States

200 Silver St, Suite 212, Agawam, MA 01001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc Meriden CT 01/2016 Present
United Bank Vernon CT 01/2016 11/2019
Ion Bank Manchester CT 11/2019 Present
  • 01/2016 → Present
    Infinex Investments, Inc
    Meriden, CT
  • 01/2016 → 11/2019
    United Bank
    Vernon, CT
  • 11/2019 → Present
    Ion Bank
    Manchester, CT
Previous Registrations
Other Businesses

1.) Ion Bank. Yes, investment related. Banking. Started Nov 2019. Approx 136 hours per month all during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-18
S63 Uniform Securities Agent State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2015-08-18
  • S63 Uniform Securities Agent State Law Examination
    2012-03-16

View on SEC IAPD

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LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC
SANCTUARY ADVISORS, LLC
MML INVESTORS SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

Harold W Smith
Theodore E De Giacomo
JORGE DIAS
JAMES HENRY ATKINSON
MICHAEL ALAN MARTIN
Steven D Sax
JOAN A BUONOCORE
Jennifer L Cremin

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Southbury, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
KESTRA ADVISORY SERVICES, LLC · Southbury, CT
SANCTUARY ADVISORS, LLC · Southbury, CT

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