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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-02-03 |
Branch Locations
1163 S. Beretania Street, Honolulu, HI 96814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Occidental Underwriters Of Hawaii | Honolulu | HI | 03/2005 | Present |
| Amway Corp | Ada | MI | 01/2012 | 03/2017 |
| Signator Investors, Inc. | Honolulu | HI | 05/2016 | 03/2017 |
| Royal Alliance Associates | Honolulu | HI | 03/2017 | 08/2023 |
| Arnold Jd Honda And Associates | Honolulu | HI | 02/2021 | Present |
| Kamemoto Financial | Honolulu | HI | 07/2024 | Present |
| Osaic Wealth, Inc | Honolulu | HI | 08/2023 | Present |
1. OCCIDENTAL UNDERWRITERS OF HAWAII POSITION: Securities Admin NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 60 START DATE: 03/28/2005 ADDRESS: 1163 S. Beretania Street, Honolulu HI 96814, United States DESCRIPTION: Support registered reps with new business, licensing, commissions concerns. Process checks, provide guidance on supervision requirements. Attend and assist with coordination of sponsor meetings, company meetings, securities meetings. Clerical duties such as faxing, copying, scanning. Assist with recruiting of new reps and onboarding. Training admin. 2. KAMEMOTO FINANCIAL GROUP POSITION: Assistant NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2024 ADDRESS: 1163 S. Beretania Street, Honolulu HI 96814, United States DESCRIPTION: New business paperwork, schedule client meetings, assist clients with administrative issues, completing paperwork, faxing sponsor/insurance companies forms, clear TR Prep, use of Osaic programs TR Prep, Document Management, Wealthscape. Duties are strictly clerical in nature.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-24 |
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