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Patrick James Modjeski

Osaic Wealth, Inc.

Brookfield, WI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-11-02
  • WI RA
    APPROVED
    Since 2018-11-02

Branch Locations

13400 Bishop'S Lane Suite 150, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Milwaukee WI 08/2014 09/2016
Sii Brookfield WI 09/2016 11/2018
Royal Alliance Associates, Inc. Brookfield WI 11/2018 Present
  • 08/2014 → 09/2016
    Metlife Securities
    Milwaukee, WI
  • 09/2016 → 11/2018
    Sii
    Brookfield, WI
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Brookfield, WI
Previous Registrations
  • 2016-10-03 → 2018-11-02
    Signator Investors, Inc.
    Port Washington, WI
    Brookfield, WI
  • 2014-10-03 → 2016-10-04
    Msi Financial Services, Inc.
    Milwaukee, WI
    Milwaukee, WI
    Port Washington, WI
  • 2007-05-16 → 2014-09-04
    Port Washington, WI
    Pewaukee, WI
    Brookfield, WI
  • 2004-02-11 → 2005-12-31
    Port Washington, WI
    Milwaukee, WI
Other Businesses

1. VANTAGEPOINTE FINANCIAL GROUP POSITION: Independent Contractor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2016 ADDRESS: 13400 Bishop's Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Insurance Broker 2. VANTAGEPOINTE FINANCIAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2016 ADDRESS: 13400 Bishop's Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Insurance (fixed annuities or non-variable insurance including, but not limited to, life, accident, health, auto, disabilityincome, property and casualty and long-term care) Sales and/or Service of Fixed Insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-27
  • S66 Uniform Combined State Law Examination
    2000-07-27

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