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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-11-02 |
Branch Locations
13400 Bishop'S Lane Suite 150, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Milwaukee | WI | 08/2014 | 09/2016 |
| Sii | Brookfield | WI | 09/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Brookfield | WI | 11/2018 | Present |
1. VANTAGEPOINTE FINANCIAL GROUP POSITION: Independent Contractor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2016 ADDRESS: 13400 Bishop's Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Insurance Broker 2. VANTAGEPOINTE FINANCIAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2016 ADDRESS: 13400 Bishop's Lane, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Insurance (fixed annuities or non-variable insurance including, but not limited to, life, accident, health, auto, disabilityincome, property and casualty and long-term care) Sales and/or Service of Fixed Insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-27 |
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