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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-09-19 |
Branch Locations
1500 Broadway St, Ste 200, Lubbock, TX 79401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lubbock | TX | 07/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lubbock | TX | 11/2016 | Present |
CHILDREN'S HOME FOUNDATION, INV RELATED, LUBBOCK, TX, BOARD OF DIRECTORS, START 8/24/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, OVERSEEING ASSETS BY ENSURING PORTFOLIO IS IN LINE WITH INVESTMENT OBJECTIVE. TEXAS GIRLS AND BOYS RANCH FOUNDATION, INV RELATED, LUBBOCK, TX, BOARD OF DIRECTORS, START 8/24/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, OVERSEEING ASSETS BY ENSURING PORTFOLIO IS IN LINE WITH INVESTMENT OBJECTIVE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-16 |
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