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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
  • TX RA
    APPROVED
    Since 2025-09-17

Branch Locations

11211 Katy Freeway Ste. 290, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 02/2016 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 06/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 06/2024
Fidelity Investments Houston TX 07/2024 09/2025
Fidelity Investments Boston MA 03/2025 09/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
  • 02/2016 → 10/2019
    Fsc Securities Corp
    Atlanta, GA
  • 10/2019 → 06/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → 06/2024
    Fairfield, IA
  • 07/2024 → 09/2025
    Fidelity Investments
    Houston, TX
  • 03/2025 → 09/2025
    Fidelity Investments
    Boston, MA
  • 09/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2025-03-31 → 2025-09-24
    Houston, TX
    Houston, TX
    Boston, MA
  • 2024-09-09 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Houston, TX
  • 2019-10-04 → 2024-07-26
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2016-04-06 → 2019-10-11
    Fsc Securities Corporation
    Houston, TX
Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 09/17/2023, Investment Advisor Representative, CIRA Affiliation, Investment Related, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-05
S63 Uniform Securities Agent State Law Examination 2011-05-07
  • S66 Uniform Combined State Law Examination
    2016-04-05
  • S63 Uniform Securities Agent State Law Examination
    2011-05-07
Designations
Other Names
  • Richard Lullo
  • Richard John Lullo
  • Richard John Lullo

View on SEC IAPD

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