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Joseph Michael Pignatano

Arax Advisory Partners

New York, NY

Naples, FL

Transcend Capital Advisors, LLC

Naples, FL

Madison, NJ

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-11
  • FL RA
    APPROVED
    Since 2026-08-11

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

821 5Th Avenue South Suite 102, Naples, FL 34102 • United States

Transcend Capital Advisors, Llc

7 Giralda Farms Suite 300, Madison, NJ 07940 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-04
  • FL RA
    APPROVED
    Since 2025-02-04

Branch Locations

821 5Th Avenue South Suite 102, Naples, FL 34102 • United States

7 Giralda Farms Suite 300, Madison, NJ 07940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2016 11/2017
Morgan Stanley Smith Barney Llc New York NY 11/2015 11/2017
Charles Schwab & Co., Inc. Naples FL 02/2018 11/2023
Charles Schwab Bank Naples FL 02/2018 11/2023
Transcend Capital Advisors, Llc Naples FL 01/2025 07/2026
Key Private Bank Naples FL 11/2023 01/2025
Arax Advisory Partners Naples FL 08/2026 Present
  • 01/2016 → 11/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2015 → 11/2017
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 02/2018 → 11/2023
    Charles Schwab & Co., Inc.
    Naples, FL
  • 02/2018 → 11/2023
    Charles Schwab Bank
    Naples, FL
  • 01/2025 → 07/2026
    Transcend Capital Advisors, Llc
    Naples, FL
  • 11/2023 → 01/2025
    Key Private Bank
    Naples, FL
  • 08/2026 → Present
    Arax Advisory Partners
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-23
  • S66 Uniform Combined State Law Examination
    2011-09-23
Other Names
  • Joseph Pignatano
  • Joe Pignatano

View on SEC IAPD

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