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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-08
  • IL RA
    APPROVED
    Since 2022-11-08

Branch Locations

321 W. Dundee Road, Buffalo Grove, IL 60089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Buffalo Grove IL 02/2011 Present
Navistar, Inc. Warrenville IL 06/2006 Present
Transamerica Financial Advisors, Inc Buffalo Grove IL 01/2012 Present
Blue Cross Blue Shield Of Illinois Downers Grove IL 06/2012 Present
Traton R&D Us, Llc Lisle IL 06/2006 Present
  • 02/2011 → Present
    Wfgia
    Buffalo Grove, IL
  • 06/2006 → Present
    Navistar, Inc.
    Warrenville, IL
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Buffalo Grove, IL
  • 06/2012 → Present
    Blue Cross Blue Shield Of Illinois
    Downers Grove, IL
  • 06/2006 → Present
    Traton R&D Us, Llc
    Lisle, IL
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc NAVISTAR INC, 2601 NAVISTART DRIVE LISLE IL 60532, START DATE 06-2006, NOT INVESTMENT RELATED, SR PROJET ENGINEER,160 HRS/MNTH ALL DURING TRADING HRS BLUE CROSS BLUE SHIELD OF ILLINOIS, 1020 WEST 31ST STREET DOWNERS GROVE IL 60515, START DAE 06-2012, NOT INVESTMET RELATED, HEALTH INSURANCE PRODUCER, 10 HRS/MONTH 1 DURING TRADING HRS TRATON R&D US, LLC POSITION: TECHNICAL SPECIALIST NATURE: Heavy-duty trucks OEM INVESTMENT RELATED: No NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 8 START DATE: 06/19/2006 ADDRESS: 2701 INTERNATIONAL DRIVE, LISLE IL 60532, United States DESCRIPTION: R&D and advanced engineering for the powertrain of heavy-duty trucks, including both conventional diesel and battery electric vehicles.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-08
S63 Uniform Securities Agent State Law Examination 2011-06-07
  • S65 Uniform Investment Adviser Law Examination
    2022-11-08
  • S63 Uniform Securities Agent State Law Examination
    2011-06-07

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