Timothy Colin Bascom

LPl Financial LLC

Somersworth, NH

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2018-07-26

NH RA
APPROVED

Since 2018-07-26

Branch Locations

32 Market Street, Somersworth, NH 03878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Somersworth	NH	02/2011	Present

02/2011 → Present

Lpl Financial Llc

Somersworth, NH

Other Businesses

1. 4/4/2011 - Bascom Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-07-23
S63	Uniform Securities Agent State Law Examination	2017-07-28

S65 Uniform Investment Adviser Law Examination

2018-07-23
S63 Uniform Securities Agent State Law Examination

2017-07-28

Other Names

Timothy Bascom

View on SEC IAPD

Other Firms

INTEGRITY ALLIANCE, LLC.

J.P. MORGAN SECURITIES LLC

EAGLE STRATEGIES LLC

OSAIC WEALTH, INC.

AZTEC FINANCIAL GROUP, LLC

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC

INTEGRITY ADVISORY SOLUTIONS

Other Investors

MATTHEW EDWARD HERMAN

WESLEY EDWARD LABELLE

RODNEY DEAN MUSTO

Daniel Frederick Sweetland

Tyler Kretschmar

Nicholas Timothy Pellman

Other Offices

INTEGRITY ALLIANCE, LLC. · Somersworth, NH

EDWARD JONES · SOMERSWORTH, NH

J.P. MORGAN SECURITIES LLC · Dover, NH

EAGLE STRATEGIES LLC · DOVER, NH

OSAIC WEALTH, INC. · DOVER, NH

AZTEC FINANCIAL GROUP, LLC · DOVER, NH

LPL FINANCIAL LLC · DOVER, NH

STRAIGHT FORWARD WEALTH MANAGEMENT, LLC · ROCHESTER, NH

More in Somersworth, NH

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