Matthew Edward Herman

Current Employers

Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-28
MA	RA	APPROVED	2026-04-16
VT	RA	APPROVED	2026-03-06
ME	RA	APPROVED	2026-03-04
NH	RA	APPROVED	2026-03-04

FL RA
APPROVED

Since 2026-05-28
MA RA
APPROVED

Since 2026-04-16
VT RA
APPROVED

Since 2026-03-06
ME RA
APPROVED

Since 2026-03-04
NH RA
APPROVED

Since 2026-03-04

Branch Locations

259 Nh-108, Somersworth, NH 03878 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Questar Capital Corporation	Minneapolis	MN	02/2016	01/2019
Questar Asset Management	Minneapolis	MN	02/2016	01/2019
Regal Investment Advisors, Llc	Kentwood	MI	01/2019	02/2019
Regulus Advisors, Llc	Kentwood	MI	01/2019	02/2019
Gateway Retirement Solution	Dover	NH	09/2015	Present
Integrity Alliance, Llc	Dover	NH	02/2026	Present
Lincoln Investment	Dover	NH	03/2019	02/2026
Capital Analysts	Dover	NH	02/2019	02/2026

02/2016 → 01/2019

Questar Capital Corporation

Minneapolis, MN
02/2016 → 01/2019

Questar Asset Management

Minneapolis, MN
01/2019 → 02/2019

Regal Investment Advisors, Llc

Kentwood, MI
01/2019 → 02/2019

Regulus Advisors, Llc

Kentwood, MI
09/2015 → Present

Gateway Retirement Solution

Dover, NH
02/2026 → Present

Integrity Alliance, Llc

Dover, NH
03/2019 → 02/2026

Lincoln Investment

Dover, NH
02/2019 → 02/2026

Capital Analysts

Dover, NH

Previous Registrations

2019-02-14 → 2026-02-24

Lincoln Investment

Dover, NH

Fort Washington, PA

Dover, NH
2019-02-14 → 2026-02-24

Capital Analysts

Dover, NH
2019-01-25 → 2019-02-15

Regal Investment Advisors Llc

Dover, NH

Kentwood, MI
2016-02-18 → 2019-01-28

Questar Asset Management, Inc.

Augusta, ME

Scarborough, ME

Minneapolis, MN

Rochester, NH

Dover, NH
2010-03-07 → 2016-03-10

Concourse Financial Group Securities, Inc.

Scarborough, ME

Scarborough, ME
2005-10-31 → 2010-05-28

Uvest Financial Services Group, Inc.

Scarborough, ME

Chicago, IL

Scarborough, ME
2003-12-10 → 2005-10-04

Pruco Securities, Llc.

Portsmouth, NH

Other Businesses

LABELLE HERMAN REAL ESTATE HOLDINGS, LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: 642 Central Ave, Dover NH 03820, United States DESCRIPTION: Own the building that Gateway Retirement Solutions is located in. GATEWAY RETIREMENT SOLUTIONS, GATEWAY PROPERTY & CASUALTY POSITION: Owner NATURE: Insurance, P & C, Real Estate Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/15/2018 ADDRESS: 642 Central Ave, Dover NH 03820, United States DESCRIPTION: Manage all aspects of insurance, co-own P & C AMERICAN SENIOR BENEFITS POSITION: they are the insurance FMO for gateway retirement solutions NATURE: Insurance fmo INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2015 ADDRESS: 642 Central Avenue, Dover NH 03820, United States DESCRIPTION: Oversee insurance agents SEACOAST SERVICES GROUP POSITION: 20% Owner NATURE: Boat Service and Storage INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2024 ADDRESS: 32 ME-236, Kittery ME 03904, United States DESCRIPTION: 20% owner of the business. Do not work at location. 1 meeting per month with other owners to discuss financials. MWSG HOLDINGS, LLC POSITION: 20% Owner NATURE: Real Estate Holding INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2024 ADDRESS: 32 ME-236 Kittery, ME 03904, United States DESCRIPTION: RE Holding company for Marine business. Seacoast Services Group operating as Island Marine Service 29 Association Drive, LLC; Investment Related- No; 642 Central Avenue Dover, NH 03820; LLC owns commercial property to lease; Owner; Start date 06/25/2025; 1 hour per month; 1 hour per month during trading hours; LLC owns a commercial property to rent for revenue.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-20

S66 Uniform Combined State Law Examination

2003-08-20

Other Names

Matthew E. Herman

View on SEC IAPD