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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-16 |
| MA | RA | APPROVED | 2026-04-23 |
| ME | RA | APPROVED | 2026-03-06 |
| VT | RA | APPROVED | 2026-03-06 |
| FL | RA | APPROVED | 2026-03-05 |
| NH | RA | APPROVED | 2026-02-23 |
Branch Locations
259 Nh-108, Somersworth, NH 03878 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 02/2016 | 02/2019 |
| Questar Asset Management | Minneapolis | MN | 02/2016 | 02/2019 |
| Lincoln Investment | Dover | NH | 02/2019 | 02/2026 |
| Capital Analysts | Dover | NH | 02/2019 | 02/2026 |
| Gateway Property & Casualty | Dover | NH | 03/2018 | Present |
| Integrity Alliance, Llc | Dover | NH | 02/2026 | Present |
1.ASB POSITION: insurance sales NATURE: solicit insurance products through them INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2015 ADDRESS: 642 Central Ave, Dover NH 03820, DESCRIPTION: Manage an insurance agency that uses this FMO and sell insurance products through them 2.LABELLE HERMAN REALESTATE LLC POSITION: Owner NATURE: own rent commercial property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/17/2018 ADDRESS: 642 Central Ave, Dover NH 03820, DESCRIPTION: the llc own commercial properties 3.29 ASSOCIATION DR LLC POSITION: Owner NATURE: llc own commercial property to. lease INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/25/2025 ADDRESS: 642 Central Ave, Dover NH 03820, DESCRIPTION: llc own commnercial property rental 4.MWSG HOLDINGS LLC POSITION: Owner NATURE: owns commercial realestate for revenue purpose INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/08/2024 ADDRESS: 32 me 236, kittery ME 03904, DESCRIPTION: own commercial real estate for revenue purpose 5.SEACOAST SERVICES GROUP POSITION: Owner NATURE: marine storage and service busiiness INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/08/2024 ADDRESS: 32 me 236, kittery ME 03904, DESCRIPTION: Meet with owners who actually do the maintenance and storage. review numbers, business plan marketing etc 6.GATEWAY PROPERTY AND CASUALTY POSITION: Owner NATURE: Offeer home, auto and business insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/07/2018 ADDRESS: 642 Central Ave, Dover NH 03820, DESCRIPTION: Owner of the company. Oversee management and all details if the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-31 |
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