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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-15 |
| IL | RA | APPROVED | 2023-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Naperville | IL | 02/2016 | Present |
I*: 2280258Entity Type: Rental Property Name of OBA: Rental Property 1Address: Poynette, WI 53955Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 05/19/2025Number of Hours: 4 hrs mthlyNumber of Hours during trading: 0Duties: Co-owner of rental propertyI*3109275Entity Type: Entity For ProfitName of OBA: Bonka LLCAddress: Sugar Grove, Illinois, 60554Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 10/23/2025Number of Hours: 2, WeeklyNumber of Hours during trading: 0, WeeklyDuties: LLC formed for the rental property. Airbnb host I*3384266 Entity Type: Entity For Profit Name of OBA: Spark Mind Body Spirit LLC Address: Sugar Grove, Illinois, 60554 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/12/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties: Habit tracking application Owner/manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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