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Matthew Timothy Rockefeller

Alera Investment Advisors, LLC

Deerfield, IL

Rochester, NY

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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-16
  • NY RA
    APPROVED
    Since 2024-02-16

Branch Locations

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

800 Parker Hill Drive Suite 100, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paychex, Inc. West Henrietta NY 09/2006 10/2023
Paychex Securities Corporation West Henrietta NY 12/2022 10/2023
Alera Group Deerfield IL 10/2023 Present
  • 09/2006 → 10/2023
    Paychex, Inc.
    West Henrietta, NY
  • 12/2022 → 10/2023
    Paychex Securities Corporation
    West Henrietta, NY
  • 10/2023 → Present
    Alera Group
    Deerfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-16
S63 Uniform Securities Agent State Law Examination 2022-12-23
  • S65 Uniform Investment Adviser Law Examination
    2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2022-12-23

View on SEC IAPD

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